safeguarding your assets

Large and respected third party custodians hold all client assets, settle trades and provide monthly statements and confirms directly to you. You can review your accounts online at anytime through the web access provided by your custodian. These firms provide SIPC insurance coverage and typically maintain excess coverage for added protection.

This structure offers the inherent checks and balances of an independent investment manager working with an independent custodian both for your benefit. Your assets are never commingled with those of our firm or with any other clients.

We have established a primary relationship with a brand name brokerage and custodian firm to facilitate typical client needs.  However, we can work with other custodians to satisfy special situations.